We are seeking a highly motivated and detail-oriented Fresher Compliance
Executive to join our esteemed team at Sadravya Money Management Pvt. Ltd. As a Compliance Executive, you will play a vital role in ensuring our adherence to
regulatory guidelines and industry best practices. The successful candidate
will work closely with our compliance team to maintain and enhance our
compliance framework.
Sadravya Money Management Pvt. Ltd. is a fast-growing and leading full-service stock broker in Delhi. Supported by experienced research analysts, the company offers in-depth market analysis and research reports. Known for its advanced technology-driven approach, clients can trade conveniently using the user-friendly mobile app from anywhere. With a strong commitment to customer satisfaction, the company has established itself as a trusted name in the stock-broking industry, building a loyal client base.
Job Description-
- Assisting in financial analysis and risk assessment of stock broker to gauge their solvency and to evaluate the potential risk they pose to system.
- Assistance to Stock Brokers, DP's and other clients regarding compliances.
- Implementing various circulars issued by NSE/SEBI.
- Client Co-Ordination and assisting team for the various audits.
- Monitoring of compliance functions.
- Lesioning with exchanges on everyday basis.
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Required Qualifications-
- Experience-6 months
- Inspection of NSE/BSE/SEBI would be an added advantage.
Note:- This entry-level position is ideal for individuals with a minimum of 6 months of experience and a keen interest in the stock broking industry.
Job Type: Full-time
Salary: ₹15,000.00 - ₹40,000.00 per month
Schedule:
- Day shift
Supplemental pay types:
- Performance bonus
Ability to commute/relocate:
- Delhi, Delhi: Reliably commute or planning to relocate before starting work (Required)
Experience:
- total work: 1 year (Preferred)
Work Location: In person
Speak with the employer
+91 7838984325
